Because The Deck Shouldn’t be Illegally Stacked Against You.
Everyone knows there are risks associated with trying to make some money in the market. But among the dangers you shouldn’t have to face are companies that violate securities laws. When that happens – and the Securities and Exchange Commission can prove it – officials name a point person to distribute to victims whatever funds they can find. Sure, there’s one teensy problem in that often those illegally obtained funds are already spent. But hey, that doesn’t mean you shouldn’t fight for your share. Look at the list below because if you’ve invested in or with any of the companies, you can fill out this form and see if you’re eligable to get in on the game. Then, please read this article from our favorte Home Economist lawyer about the five questions you MUST ask your investment advisor before handing over your cash. You know, so this doesn’t happen again.
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4NExchange, LLC, Paul R. Grant and Ronald Bassett
A
Advanced Financial Services, Larry W. Tyler, et al.
Advanced Technologies Group, Ltd., et al.
AIM Advisors, Inc. and AIM Distributors, Inc.
Alliance Capital Management, L.P.
American-Amicable Life Insurance Company of Texas
American Express Financial Advisors Inc.
American Express Financial Corporation
American Integrity Financial Co.
American International Group, Inc. (AIG)
American Skandia Investment Services, Inc.
Archie Paul Reynolds a/k/a Dr. A. Paul Reynolds and Success Trust and Holding LLC
Ashbury Capital Partners, L.P., Ashbury Capital Management, L.L.C., and Mark Yagalla
B
BBC Equities, LLC and Bravata Financial Group, Inc. et al.
Beacon Hill Asset Management, et al.
Bear, Stearns & Co., Inc. and Bear, Stearns Securities Corp.
Ben-Wal Leasing, Ben-Wal Management, and Jerry E. Benson
Benny L. Judah and Excel Lease Fund, Inc.
Bentley Financial Services, Inc.
Bernard L. Madoff Investment Securities LLC
Billion Coupons, Inc. (aka Billion Coupons Investment) and Marvin R. Cooper
Bio-Heal Laboratories, Inc., et al.
Bottom Line of South Florida, Inc., Andres L. Pimstein, et al.
Bradford C. Bleidt and Allocation Plus Asset Management Company, Inc.
Bridgeway Capital Management, Inc. and John Noland Ryan Montgomery
C
Capital Consultants, LLC, Jeffrey L. Grayson, and Barclay L. Grayson
Carolina Development Company, Lambert Vander Tuig, and Jonathan Carman
Cash 4 Titles, Charles Richard Homa, and Michael Gause
Charis Johnson, LifeClicks, LLC, and 12daily Pro
Charles Schwab Investment Management, et al.
Charles W. Crouse and Norman R. Hess
CIBC World Markets Corp. and Canadian Imperial Holdings Inc.
CIHC, Inc., Conseco Services, LLC and Conseco Equity Sales, Inc.
Cobalt Multifamily Investors I, LLC, et al.
Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
Creative Capital Consortium, LLC, et al.
Credit First Fund, LP, David R. Lund, et al.
Currency Trading International, Inc., et al.
D
David M. Mobley/Maricopa Investment Fund, Ltd.
David Tanner d/b/a/ Capital Enhancement Club, et al.
Dean Foods – Michael J. McCloskey, et al.
Diversified Lending Group, Inc., et al.
Donald Anthony Walker Young, et al.
Donald Matthew Greth and Brenda B. Melton
D.W. Heath & Associates, Inc. et al.
E
Electro-Optical Systems Corporation
Emvest Mortgage Fund, LLC, Emvest, Inc., and Milon Lyle Brock
Enterprise Trust Company, et al.
Evergreen Investment Management Company, LLC et al.
F
Federal Employee Benefits Group, Inc. (FEBG)
Federal National Mortgage Association (Fannie Mae)
First Choice Management Services, Inc. and Gary Van Waeyenberghe
First Command Financial Planning
Fred Alger Management, Inc. and Fred Alger & Company Incorporated.
Freedom Financial, Inc., et al.
Fremont Investment Advisors, Inc. et al.
G
Gemstar-TV Guide International, Inc.
Gen-See Capital Corporation and Richard S. Picoli
Giant Operating, LLC and George Wesley Harris et al.
Global Express Capital Real Estate Investment Fund I, LLC et al.
Global Money Management, L.P., LF Global Investments, LLC, and Marvin Friedman
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